Thursday, March 28, 2024
Citi, Deutsche Bank admit breaking competition law in bond trading, finds UK watchdog

Citi, Deutsche Bank admit breaking competition law in bond trading, finds UK watchdog

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By Laurie McAughtry The UK’s anti-trust authority, the Competition and Markets Authority (CMA), has found that five banks including Citi, Deutsche Bank, HSBC, Morgan Stanley...
Chatham Asset Management fined for improper bond trading

Chatham Asset Management fined for improper bond trading

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The Securities and Exchange Commission (SEC) has charged New Jersey-based Chatham Asset Management and its founder, Anthony Melchiorre, in connection with improper trading of...
SEC’s proposals create competitive opportunities

SEC’s proposals create competitive opportunities

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Responses to the wide ranging proposals posited by the Securities and Exchange Commission (SEC) in US equity markets last week have raised questions but...
Negotiations begin on MiFIR/MiFID final review and consolidated tape

Negotiations begin on MiFIR/MiFID final review and consolidated tape

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EU member states’ representatives have today agreed a mandate for negotiations with the European Parliament on the proposed regulation reviewing the Markets in Financial Instruments...
SEC – controversially – moves to standardise best execution rules for broker-dealers

SEC – controversially – moves to standardise best execution rules for broker-dealers

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The Securities and Exchange Commission (SEC) is proposing new rules under the Securities Exchange Act of 1934 relating to a broker-dealer’s duty of best...
The UK’s PRA cites break from EU in review of capital rules for buy and sell side

The UK’s PRA cites break from EU in review of capital rules for buy...

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The Prudential Regulation Authority (PRA), the UK’s prudential authority for financial services, has begun reform of capital rules for insurers and banks, in its...
Bloomberg forces SEC to provide cost analysis of primary issuance database

Bloomberg forces SEC to provide cost analysis of primary issuance database

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Bloomberg has had its case for the US Securities and Exchange Commission (SEC), to provide an analysis of the costs for a primary bond...
MiFID II Review: EC could allow payment for order flow in Europe

MiFID II Review: EC could allow payment for order flow in Europe

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An ongoing review of the revised Markets in Financial Instruments Directive (MiFID II) and Markets in Financial Instruments Regulation (MiFIR) has seen debate on...
Swedish regulator FinansInspektionen flags corporate bond markets for review in 2022

Swedish regulator FinansInspektionen flags corporate bond markets for review in 2022

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Swedish capital markets regulator, FinansInspektionen (FI), has published its priorities for 2022, including a review on the bond markets and fund holdings of corporate...
Ferber says ESMA ‘too powerful’ in new EC consolidated tape plan

Ferber says ESMA ‘too powerful’ in new EC consolidated tape plan

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The European Commission has today adopted a package of measures designed to improve the ability of companies to raise capital across the European Union...

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