Tag: Australian Securities and Investments Commission (ASIC)
ASIC hits FIIG with cyber security failure fine
Investment manager FIIG Securities has been hit with a AUD 2.5 million regulatory penalty following failures to protect clients from cyber security threats and...
ASIC fines ANZ record AUD 240mn over “grubby” unconscionable conduct
Australia and New Zealand Banking Group (ANZ) has once again been fined by the Australian Securities and Investments Commission (ASIC). The regulator has set...
ANZ finds no evidence of market manipulation in preliminary analysis
Investigations into ANZ’s Australian Markets business are ongoing, with preliminary analysis by the organisation finding no evidence of market manipulation.
The Australian Securities and Investments...
