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Bloomberg warns on SEC extending exchange rules into bond market communication...

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In a letter penned by Bloomberg’s Gregory Babyak, global head of regulatory Affairs and Gary Stone regulatory analyst and market structure strategist, the market...

SEC proposes regulation of high-frequency trading firms in US Treasury market

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US market regulator, the Securities and Exchange Commission (SEC), has proposed regulation of high-frequency trading (HFT) firms, also referred to as proprietary trading firms...

SEC warns on counterparty risk in volatile markets

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Staff of the Security and Exchange Commission (SEC) division of trading and markets have urged broker-dealers and other market participants to remain vigilant to...

SEC’s issuer proposal on cyber security risk ‘a step further than...

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US market regulator, the Securities and Exchange Commission (SEC), has proposed amendments to its rules to enhance and standardise disclosures regarding cybersecurity risk management,...

Reg ATS: What does the proposed expansion mean for bond trading...

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In late January the Securities and Exchange Commission (SEC) proposed rules to bring more Alternative Trading Systems (ATS) that trade Treasuries and other government...

The $21.6 trillion question: How many regulators does it take to...

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The US$21.6 trillion US Treasury market is confounded by a lack of transparency and very short-term liquidity provision, according to a new joint staff...

Credit Suisse and VTB fined millions by UK, US and Swiss...

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Credit Suisse Group AG has agreed to pay nearly US$475 million to Swiss, UK and US authorities, including nearly $100 million to the US...

Bond-trading broker-dealer charged for allegedly bankrupting firm

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The Securities and Exchange Commission (SEC) has charged Keith Wakefield, a former managing director and head of fixed income trading at IFS Securities, an...

Clearstream consortium seeks to resolve historic Reg S and Rule 144A...

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In October, the international central securities depositary (ICSD), Clearstream, has its seventh meeting of its business consortium to reduce operational risks and time delays...

The Gensler Agenda

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Will Gary Gensler, chair of the Securities and Exchange Commission (SEC), one of the US market regulators, have time to tackle issues in the...

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