Tuesday, December 6, 2022
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Tag: Financial Industry Regulatory Authority (FINRA)

Primary markets : Discretion is the better part of bond issuance

The US regulator has raised questions over bank control of new issuance automation – the question is whether banks behave with valour. A recent report...

Tabb Group event: Concern regarding Reg ATS expansion

On 9 March the Tabb Group’s ‘Fixed Income Trading and Best Execution Summit’ heard that the Securities and Exchange Commission (SEC) concept release around...

SEC approves primary market database for US credit

Last week US market regulator the Securities and Exchange Commission (SEC) signed off the development of a single central source of new issue reference...

Not fighting the Fed on high yield flow

High yield bonds have seen electronic trading in the US increase, with liquidity enhanced by the Federal Reserve’s announcement on 9 April that it...

FINRA reporting change could support low-touch trading at size

A proposed pilot project for raising the size at which US bond trades must be reported, and delaying reporting for even larger trades, could...

The technology behind price making

Lynn Strongin Dodds canvasses the market to see who is willing to pick up the gauntlet in Europe. If dealers are trading less, they are...