Tag: MiFID
FCA flags gaps in algo governance, testing and surveillance
A new FCA review of algorithmic trading firms has found improvements since 2018. While governance frameworks have matured, the FCA urged closer alignment with...
Predicting the future by looking at the past
Mark Pumfrey, Liquidnet.
Mark Pumfrey, Head of EMEA, Liquidnet says that drawing on past experiences can provide some guidance as to how a cause will...
Italian engineering
The longstanding debt market in Italy offers a good source of insight into the impact of changing rules around best execution and transparency in...