Join for a live webinar examining how surveillance decisions are reviewed after alerts are closed and what firms are increasingly expected to justify months or even years later.
Hear from the regulatory perspectives of the National Futures Association (NFA) and Financial Conduct Authority (FCA), alongside PwC, on where explanations most often break down over time, why reasonable decisions can still fail scrutiny, and how teams can keep decisions defensible as markets, models, and teams evolve.
Key Themes:
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How regulators assess surveillance effectiveness in practice
- What actually happens inside a regulatory review
- Decision‑making, evidence, and expectations around market integrity
- Common gaps firms face under regulatory scrutiny
Register for the webinar:
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