Tag: Financial Conduct Authority (FCA)
FCA proposes consolidated bond tape and tightens trading venue perimeter rules
A series of measures to help strengthen the UK’s leading position as a global and vibrant financial centre have been announced by The Financial...
FCA fines three broker firms £4.7 million market abuse failures
The Financial Conduct Authority (FCA) has fined interdealer brokers BGC Brokers, GFI Brokers and GFI Securities £4,775,200 for failing to ensure they had appropriate...
Citi asserts control over any data tied to bilateral client trades
The European credit trading team at Citi has, according to several large asset managers, told buy-side clients the bank owns any data relating to...
FCA to investigate barriers for buy side to access data
The UK’s market regulator, the Financial Conduct Authority (FCA) will launch two market studies and gather further information to investigate access to wholesale data....
BlueCrest hit by £40m fine by FCA
Fund manager BlueCrest has been fined just over £40 million by the UK’s Financial Conduct Authority (FCA) for inadequate disclosures to investors, regarding its...
Credit Suisse and VTB fined millions by UK, US and Swiss...
Credit Suisse Group AG has agreed to pay nearly US$475 million to Swiss, UK and US authorities, including nearly $100 million to the US...
European Women in Finance: Isabelle Girolami – A fresh attitude to...
Isabelle Girolami has been CEO of LCH Ltd. since 1 November 2019. She has since had to deal with a global pandemic requiring employees...
IHS Markit publishing new CRITR US dollar funding rate
Information, analytics and solution provider, IHS Markit, is now publishing a series of forward-looking dynamic term rates that measure the daily US Dollar (USD)...
Traders note FCA ‘rebundling’ exposes misunderstanding of bond market
The UK market regulator, the Financial Conduct Authority (FCA) has released a consultation paper (CP) on existing MiFID II rules, which includes a proposed...
Market data costs in spotlight under new FCA review
The UK’s Financial Conduct Authority (FCA) has issued a call for input (CFI) to better understand how data and advanced analytics are being accessed...
