Tag: Paul Atkins
SEC pushes back “unreasonable” broker-dealer compliance deadline
The Securities and Exchange Commission (SEC) has pushed back the compliance date for amendments to its broker-dealer customer protection rule (15c3-3).
The amendments will now...
Fiscal policy, market regulation draw bond-market concern
As a still-new US presidential administration settles in and the Securities and Exchange Commission pivots with its own new leader, fixed income markets face...
Trump’s SEC backs crypto with Uyeda as acting chairman
Mark Uyeda has been named acting chairman of the SEC.
The Republican commissioner replaces outgoing chair Gary Gensler, and is expected to be in place...
