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Asset managers ‘not investment firms’ under MiFID II?

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By Flora McFarlane & Dan Barnes. Several European investment managers have reportedly claimed that they will not be classified as investment firms under the revised...

Regulation : Brokers warned on SI regime missteps : Dan Barnes

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Regulators have expressed concern over banks’ plans for operating systematic internalisers (SIs) under the revised Markets in Financial Instruments Directive (MiFID II). Dealers have...

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