Regulation

Kempen chooses SimCorp Coric for legacy client reporting

By Flora McFarlane. Dutch asset manager, Kempen, has selected SimCorp Coric for its reporting solutions, replacing its legacy reporting technology, in response to increasing regulation...

Hunt: UK to set pension investment targets, launch market platforms and rebundle research payments

Jeremy Hunt, Chancellor of the Exchequer, has set out the UK's plan for regaining its initiative in capital markets at his Mansion House Speech....

Dual disclosure standards for non-equity securities prospectus removed in UK

The Investor Access to Regulated Bonds (IARB) Working Group has highlighted unanimous support of the removal of the dual disclosure standards in prospectuses for...

Volcker repeal plans challenged

Ditching the Volcker Rule would have a limited effect on liquidity, but the enthusiasm for change exists. David Wigan writes. The Volcker Rule has been...

CSDR: Settlement ‘discipline’ could punish market liquidity

A regulatory shadow hangs over the market as agencies battle to contain the impact. Chris Hall reports. As part of the European Commission’s efforts to...

ICMA fills in the blanks on MiFID II agreement

A new article written by the regulatory team at the International Capital Markets Association (ICMA), has shed light on details in the agreed text...

Bloomberg: Banks face FRTB data and modelling hurdles

Banks facing challenges in their implementation of the Fundamental Review of the Trading Book (FRTB), the rules issued by the Basel Committee for Banking...

Controversy as buy side forces U-turn on US liquidity rule

By Jonathan Weitzmann. The liquidity risk management financial rule (Rule 22e-4) was approved on 28 June 2018 by US regulator the Securities and Exchange Commission...

SEC forms Fixed Income Market Structure Advisory Committee

By Flora McFarlane. The Securities and Exchange Commission (SEC) has announced the formation and first members of its Fixed Income Market Structure Advisory Committee. The committee,...