PLSA: Absorbed research costs must not impede transparency for investors

PLSA: Absorbed research costs must not impede transparency for investors

0
By Flora McFarlane. The majority of large asset managers are opting to absorb research costs rather than pass them onto clients, but investors must investigate...
Subscriber
Financial Conduct Authority approves Trax and Tradeweb for MiFID II Reporting

Financial Conduct Authority approves Trax and Tradeweb for MiFID II Reporting

0
By Flora McFarlane. The Financial Conduct Authority (FCA) has granted approval to Trax and Tradeweb as Approved Publication Arrangement (APA) for transparency and reporting under...
Reviews of MiFID II transparency raise concerns

Reviews of MiFID II transparency raise concerns

0
The European Securities and Markets Authority (ESMA) launched consultations on 3 February 2020 for the regime for non-equity instrument systematic internalisers (SIs), venues that...
MiFIR and MiFID II: Council adopts rules to support market data transparency

MiFIR and MiFID II: Council adopts rules to support market data transparency

0
The Council of the European Union has adopted changes to the EU’s trading rules concerning the Markets in Financial Instruments Regulation (MiFIR) and the Markets in Financial Instruments...
Dual disclosure standards for non-equity securities prospectus removed in UK

Dual disclosure standards for non-equity securities prospectus removed in UK

0
The Investor Access to Regulated Bonds (IARB) Working Group has highlighted unanimous support of the removal of the dual disclosure standards in prospectuses for...
SEC finds market liquidity minimally impacted by regulatory reforms

SEC finds market liquidity minimally impacted by regulatory reforms

0
By Flora McFarlane. A paper by the Division of Economic and Risk Analysis (DERA) of the US Securities and Exchange Commission (SEC) has found that...
CSDR: Settlement ‘discipline’ could punish market liquidity

CSDR: Settlement ‘discipline’ could punish market liquidity

0
A regulatory shadow hangs over the market as agencies battle to contain the impact. Chris Hall reports. As part of the European Commission’s efforts to...
Ipreo positive on FCA primary market consultation

Ipreo positive on FCA primary market consultation

0
By Flora McFarlane. Primary market platform provider Ipreo has welcomed the consultation on primary markets by UK market regulator the Financial Conduct Authority (FCA). “The FCA’s...
Coding error triggers US$7 million fine for Citadel

Coding error triggers US$7 million fine for Citadel

0
The Securities and Exchange Commission has settled charges against broker-dealer Citadel Securities for violating a provision of Regulation SHO, the regulatory framework designed to...
ICMA fills in the blanks on MiFID II agreement

ICMA fills in the blanks on MiFID II agreement

0
A new article written by the regulatory team at the International Capital Markets Association (ICMA), has shed light on details in the agreed text...

MOST POPULAR

We're Enhancing Your Experience with Smart Technology

We've updated our Terms & Conditions and Privacy Policy to introduce AI tools that will personalize your content, improve our market analysis, and deliver more relevant insights.These changes take effect on Aug 25, 2025.
Your data remains protected—we're simply using smart technology to serve you better. [Review Full Terms] | [Review Privacy Policy] Please review our updated Terms & Conditions and Privacy Policy carefully. By continuing to use our services after Aug 25, 2025, you agree to these updates.

Close the CTA