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Risk – Redemption shock

If funds are not given daily liquidity by the market, can they support daily redemptions for clients? Chris Hall reports. When pandemic-fuelled panic hit the...

ESMA: Hundreds of bond funds suspended redemptions in record-breaking March sell-off

A new report by the European Securities and Markets Authority has laid out how systemic risk might be created through funds’ inability to process...

ESMA confirms data headaches for non-equity instruments

Trading venues and approved publication arrangements (APAs) – or post-trade data aggregators – are not always complying with the requirement to make available data...

Fixed Income Leaders : The DESK

Fixed Income Leaders – Expectations for 2018 The DESK spoke with members of the advisory panel for FILS Amsterdam to assess the likely agenda. In November 2018,...

EC: ESMA should run consolidated tape for fixed income

By Flora McFarlane. An expert group organised by the European Commission to analyse the European corporate bond market has issued recommendations aiming to make issuance...

Securities financing: SFTR threatens smaller players

By Lynn Strongin Dodds. The delay to the regulation gives market participants more breathing room but they should not get too comfortable. Lynn Strongin Dodds looks...

MiFID II are you ready for 2018?

With the introduction of MiFID II and MiFIR on 3 January 2018, the European financial markets will face the biggest regulatory change they have...

ESMA consults on MiFIR trading obligation for derivatives

By Sobia Hamid. The European Securities and Markets Authority (ESMA) has published today a consultation paper regarding its draft technical standards specifying the trading obligation for derivatives under...

Obligation to clear could be delayed to 2019 for smaller derivatives...

For financial counterparties, and certain funds classified as non-financial counterparties, whose individual aggregate positions in over-the-counter (OTC) derivatives are €8 billion or below, the...

ESMA: Confusion over TO/TOTV to be resolved “within weeks”

By Aulia Beg In the coming weeks, the European Securities Markets Authority (ESMA) has said it will provide greater clarity around the definition of Trading...