Tag: Securities and Exchange Commission (SEC)
FINRA reporting change could support low-touch trading at size
A proposed pilot project for raising the size at which US bond trades must be reported, and delaying reporting for even larger trades, could...
US shutdown hitting bond market traders
By Pia Hecher.
The ongoing United States federal government shutdown is directly impacting US bond market regulation and evolution, leading to the Fixed Income Market...
Greenwich Associates: Streaming prices boost buy-side bond liquidity in 2019
By Pia Hecher.
Market intelligence provider Greenwich Associates has announced this year’s market structure trends, reporting that markets will remain volatile and exchanges will become...
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SEC committee proposes bond issuance database for US credit
By Pia Hecher.
The Securities and Exchange Commission (SEC) Fixed Income Market Structure Advisory Committee (FIMSAC) has proposed that the SEC establish a new issue...
FIMSAC releases agenda for today’s meeting
By Pia Hecher.
The Fixed Income Market Structure Advisory Committee (FIMSAC) has published the agenda for its 29 October meeting. FIMSAC subcommittees will update on...
SEC pushes for transparency of municipal bond issuers
By Pia Hecher.
US market regulator the Securities and Exchange Commission (SEC) amended its Securities Exchange Act on 20 August 2018, to enhance disclosure of...
Controversy as buy side forces U-turn on US liquidity rule
By Jonathan Weitzmann.
The liquidity risk management financial rule (Rule 22e-4) was approved on 28 June 2018 by US regulator the Securities and Exchange Commission...
SEC committee proposes TRACE block trading delay
The Securities and Exchange Commission (SEC) Fixed Income Market Structure Advisory committee met on 9 April 2018 to discuss a proposed pilot for a...
SEC Fixed Income Committee: Debate on liquidity metrics
By Flora McFarlane.
The often narrow focus of liquidity metrics in research was raised as a concern by the first meeting of the Security and...
Potential SEC pilot programmes explored by new bond committee
The Securities and Exchange Commission’s Fixed Income Market Structure Advisory Committee (FIMSAC) explored the possibility of prescriptive intervention to accelerate bond market structure and...
