Tag: FCA (Financial Conduct Authority)
Meet the consolidated tape contenders
Europe’s development of a consolidated tape for trading data now has clear front runners and benefits.
Three firms have confirmed they will compete to be...
UK proposes streamlined listing regime, confirms consolidated tape for bonds
UK market regulator, the Financial Conduct Authority (FCA), has set out proposals aimed at making the UK’s listing regime more “accessible, effective, and competitive.”
In...
UK to allow shorting of government debt and sovereign CDS
The UK Government has said it will remove requirements currently placed on investors when taking out short positions in sovereign debt or sovereign credit...
OTCX registers as MTF as UK trading venue perimeter rules begin
Derivatives trading venue OTCX has been registered as a multilateral trading facility (MTF) in the UK, in the week that the UK’s Financial Conduct...
UK’s FCA consults on liquidity stress testing for asset managers
The UK’s Financial Conduct Authority (FCA), has launched a consultation regarding liquidity stress testing for asset managers, as part of its review into strengthening...
FCA demands action on dealer liquidity risk management ‘not fit for...
The UK’s Financial Conduct Authority (FCA) has warned wholesale brokers of heightened liquidity risk in a letter to chief executives in the sector from...
Buy-side profile: Bryn Jones
Bryn Jones, head of fixed income and lead manager Rathbone Ethical Bond Fund and the Rathbone Strategic Bond Fund talks about building a strong...
