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Uncertainty persists around process trades

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A standardised approach to handling process trades would better support dealers. By David Wigan. In mid-February, the European Securities Market Association (ESMA) published a formal...

Asset managers ‘not investment firms’ under MiFID II?

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By Flora McFarlane & Dan Barnes. Several European investment managers have reportedly claimed that they will not be classified as investment firms under the revised...

ESMA: Confusion over TO/TOTV to be resolved “within weeks”

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By Aulia Beg In the coming weeks, the European Securities Markets Authority (ESMA) has said it will provide greater clarity around the definition of Trading...

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