Home Tags Securities and Exchange Commission (SEC)

Tag: Securities and Exchange Commission (SEC)

New SEC Fixed Income Committee to cover liquidity issues this week

0
By Flora McFarlane. The Securities and Exchange Commission (SEC)’s Fixed Income Market Structure Advisory Committee, formed in November 2017, will hold its first meeting on...

US unbundling does not impose fiduciary execution rules on dealers

0
By Flora McFarlane. US banks are able to unbundle trade execution and research payments without incurring fiduciary responsibility for trade execution. Following a lengthy process...
Subscriber

SEC forms Fixed Income Market Structure Advisory Committee

0
By Flora McFarlane. The Securities and Exchange Commission (SEC) has announced the formation and first members of its Fixed Income Market Structure Advisory Committee. The committee,...

SEC finds market liquidity minimally impacted by regulatory reforms

0
By Flora McFarlane. A paper by the Division of Economic and Risk Analysis (DERA) of the US Securities and Exchange Commission (SEC) has found that...

What the regulators don’t know about spoofing

0
At least 5% of treasuries volume is self-trading yet the legality of these trades is unchecked. Dan Barnes, reports. Self-trading is defined as a transaction in...

MOST POPULAR

We're Enhancing Your Experience with Smart Technology

We've updated our Terms & Conditions and Privacy Policy to introduce AI tools that will personalize your content, improve our market analysis, and deliver more relevant insights.These changes take effect on Aug 25, 2025.
Your data remains protected—we're simply using smart technology to serve you better. [Review Full Terms] | [Review Privacy Policy] By continuing to use our services after Aug 25, 2025, you agree to these updates.

Close the CTA