FROM THE ARCHIVES

Market data costs in spotlight under new FCA review

Market data costs in spotlight under new FCA review

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The UK’s Financial Conduct Authority (FCA) has issued a call for input (CFI) to better understand how data and advanced analytics are being accessed...
SEC fines ten broker-dealers US$289m for recordkeeping violations

SEC fines ten broker-dealers US$289m for recordkeeping violations

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Ten sell-side firms have been fined a combined US$289 million by the US Securities and Exchange Commission (SEC) for violating recordkeeping provisions. The...
Exclusive: David Nicol leaves LedgerEdge; Rutter steps forward in interim

Exclusive: David Nicol leaves LedgerEdge; Rutter steps forward in interim

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David Nicol, co-founder of LedgerEdge, a distributed ledger-based fixed income trading venue, has left his position as CEO. Ian Chicken, chief operating officer at...
Clearlake Capital and Motive Partners to acquire BETA+ from LSEG

Clearlake Capital and Motive Partners to acquire BETA+ from LSEG

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Private equity firms Clearlake Capital Group and Motive Partners have agreed to acquire the BETA+ assets from London Stock Exchange Group (LSEG), encompassing the...
BondAuction to introduce auctions for bond issuance by year end

BondAuction to introduce auctions for bond issuance by year end

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BondAuction, a new platform to support bond issuance, is planning to have its system to support a new auction process operable by mid-2022 with...
Risk profiling electronic market makers after Jane Street, Jump re-rated

Risk profiling electronic market makers after Jane Street, Jump re-rated

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Last year, Jane Street and Jump Trading had their rating outlooks upgraded by ratings agencies, as they overcame potential hurdles facing their businesses. Electronic...
Ipreo positive on FCA primary market consultation

Ipreo positive on FCA primary market consultation

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By Flora McFarlane. Primary market platform provider Ipreo has welcomed the consultation on primary markets by UK market regulator the Financial Conduct Authority (FCA). “The FCA’s...
AFME: EU retail investor proposals may negatively impact wholesale markets

AFME: EU retail investor proposals may negatively impact wholesale markets

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The Association for Financial Markets in Europe (AFME) has outlined its concerns with the European Commission’s Retail Investment Strategy (RIS), with some of the...
Leveraged loan market ripe for innovation after 2023 revenue bump

Leveraged loan market ripe for innovation after 2023 revenue bump

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US dealer revenue hit US$900 million in 2023, representing a 16% increase against 2021 and a 29% bump on 2022, attributed to a renewed...
What bouncing US credit volumes tell us in June

What bouncing US credit volumes tell us in June

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Looking at corporate bond trading volumes over the past two weeks, data from MarketAxess appeared to show a recovery since levels plummeted in May...
Simone Santiago leaves Morgan Stanley

Simone Santiago leaves Morgan Stanley

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Simone Santiago has left Morgan Stanley, the company has confirmed. Santiago has been managing director at the firm since January 2022. Prior to this, she spent...
Credit Suisse unveils transformation plan for investment bank as Meissner exits

Credit Suisse unveils transformation plan for investment bank as Meissner exits

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Credit Suisse has said it intends to take “decisive steps” to restructure its investment bank and focus on areas more closely connected to its...