Managing relationship fragmentation
Jon George and Alex Hardouin of Refinitiv discuss how they are mitigating relationship risk following the firm’s merger with LSEG.
How does the range of...
Call for regulatory reform of primary markets
By Chris Hall.
Panellists were split on whether regulatory intervention is needed to improve transparency and efficiency in a debate on electronification and standardisation of...
Capital Group appoints Carpenzano to fixed income team in Europe
Capital Group, which has more than US$441 billion in fixed income assets under management (AUM) of its total US$2.4 trillion AUM, has hired of...
Kempen chooses SimCorp Coric for legacy client reporting
By Flora McFarlane.
Dutch asset manager, Kempen, has selected SimCorp Coric for its reporting solutions, replacing its legacy reporting technology, in response to increasing regulation...
CIOs assess stormy markets ahead
Managers can expect an even worse start to 2020 than they endured in 2019, unless credit markets see an adjustment, according to Chris Iggo,...
Liontrust promotes McLoughlin and Hendry
Matthew McLoughlin (see profile here), partner and head of trading at Liontrust Asset Management, has been promoted to chief commercial officer, in addition to...
Coding error triggers US$7 million fine for Citadel
The Securities and Exchange Commission has settled charges against broker-dealer Citadel Securities for violating a provision of Regulation SHO, the regulatory framework designed to...
SEC enacts security-based swap execution facilities registration rule
The US Securities and Exchange Commission (SEC) has created a regime for the registration and regulation of security-based swap execution facilities (SBSEFs).
The new regulatory...
Results Summary: Q2 sees cautious bounce, but poor asset performance pressures profits
Revenues in Q2 have started to inch up at the major investment banks, despite less than stellar fixed income and equities results.
Looking at the...
Missing liquidity – Zen and the art of liquidity maintenance
Regulators cannot find the liquidity problem that traders see daily, threatening to set rules for game ‘A’, when game ‘B’ is played out in the markets. Chris...
US markets seeing risk implied in bid-ask spread
While US stock markets are in turmoil, US investment grade bond markets are also reflecting the greater uncertainty caused by an erratic approach to...
H2O deputy CEO hit with £1 million FCA fine
Jean-Noel Alba, ex-deputy CEO of asset manager H2O, has been fined more than £1 million and banned from the financial services industry by the...
